Operations Regulatory Reporting and Controls- North Americas (HYBRID)
Company: Citi
Location: Getzville
Posted on: November 15, 2023
Job Description:
Team/Function Overview:
The Operations Regulatory Control group is a centralized unit
within ICG Operations that is responsible for the implementation
and oversight of regulatory reporting, including exception
management and risk mitigation across swap dealer reporting. The
group is responsible for:
- Implementation of new regulatory reporting initiatives and
enhancements
- Control and exception management on swap dealer reports
- Industry level advocacy across multiple trade associations
- Partnering across Markets to remediate regulatory issues Role /
Position Overview:
- Oversee and ensure the day-to-day delivery of complete,
accurate and timely reporting as defined by regulation and industry
practice.
- Manage and oversee BAU processes for NAM Regulatory Reporting,
ensuring all reporting is completed accurately and on time
- Monitor daily reporting controls; identify and provide
transparency into reporting issues whilst working with key
stakeholders across the business and technology to remediate any
gaps
- Act as point of contact for NAM regulations, including: CFTC,
CAD, and SEC Trade Reporting
- Ensure ORC's procedures and controls adhere to Citi's Global
Risk & Control as well as Global Regulatory Reporting policies
- Conduct data analysis on large data sets to identify root
causes of complex issues
- Work closely with colleagues from Operations & Technology,
Compliance, Legal, Risk & Control and business unit managers to
ensure transparent and aligned objectives
- Support in addressing questions arising from regulators,
compliance assurance and internal audit
- Work with the global team lead and reporting peers in the
development and execution of a global book of work delivering new
regulatory requirements, higher productivity stronger controls and
insightful metrics
- Drive change process by advocating for process improvements of
existing processes to reduce manual touch points and increase
efficacy and accuracy
- Create, manage and present project documents (e.g. business
requirements, status updates, ); risk & control updates and
issue/event summaries to related stakeholders
- Represent Citi in major industry forums; monitor publications
from trade associations and regulators to ensure Citi remains
complaints with the regulations Candidate Requirements:
- Knowledge of at least of the following regulatory reporting
regimes: CFTC, CAD, and /or SEC Trade Reporting
- 3+ years of previous financial services experience, within:
regulatory reporting / capital markets middle office / OTC
derivative products
- Demonstrated experience in the successful implementation of
projects, operational process change and improvement, preferably
within capital markets operations
- Exposure to SQL/VBA (advanced Excel) is an advantage
- Experience in collecting, defining and documenting business and
technology requirements, test plans and other project management
artefacts
- Experienced in consulting with project stakeholders, including
the skills to facilitate compromises and resolve conflicting
requirements.
- Self-motivated, detail oriented well organized with strong
verbal and written communication skills
- Working knowledge of related industry practices and standards,
and experience in large scale implementations
- Experience in working across technology and business projects
and managing inter-dependencies between the two
- Proven problem-solving and decision-making skills
- Pro-active, resilient and tenacious
- Ability to create and deliver presentations to senior levels of
management
- Ability to work under pressure and manage to tight deadlines or
unexpected changes in expectations or requirements Education:
- Bachelor's/University degree or equivalent experience -
Job Family Group:
Compliance and Control -
Job Family:
Business Control
Time Type:
Full time
Primary Location:
Tampa Florida United States
Primary Location Salary Range:
$79,120.00 - $118,680.00
Citi is an equal opportunity and affirmative action employer.
Qualified applicants will receive consideration without regard to
their race, color, religion, sex, sexual orientation, gender
identity, national origin, disability, or status as a protected
veteran.
Citigroup Inc. and its subsidiaries ("Citi") invite all qualified
interested applicants to apply for career opportunities. If you are
a person with a disability and need a reasonable accommodation to
use our search tools and/or apply for a career opportunity review
Accessibility at Citi .
View the " EEO is the Law " poster. View the EEO is the Law
Supplement .
View the EEO Policy Statement .
View the Pay Transparency Posting
Keywords: Citi, Tonawanda , Operations Regulatory Reporting and Controls- North Americas (HYBRID), Advertising , Getzville, New York
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